Transactional compliance requires the knowledge, maintenance and automation of extremely complex global rule systems, imposed by regulators, market microstructure and internal policies.
Droit’s ADEPT platform generates the full global cross-regulatory implications and obligations of a trade in real-time and incorporates a visualisation framework that provides complete auditability and traceability through to fully digitised regulatory text.
Integrating with front office e-trading and voice sales/trader workflows, ADEPT enables institutions to implement a comprehensive approach to regulatory pre-trade decision making and accurate execution of pre- and post-trade obligations. MiFID II is the latest in the range of global regulations implemented in ADEPT.
Founded in 2012, Droit currently provides enterprise infrastructure to 13 global financial institutions to facilitate compliant and optimal trading of derivatives and securities across all asset classes, all G20 aligned regulatory regimes, global CCPs and execution platforms. In December 2016, Droit announced a $16 million Series A investment led by Goldman Sachs.